Legal Notices

Disclaimer / Risk Warning

Institutional Customers

This material was produced by Catley Lakeman Securities, which is Authorised and Regulated by the Financial Services Authority (the "FSA") [Firm Reference No. 719605] and entered in the FCA's register. Catley Lakeman Securities is the trading style of Catley Lakeman May Ltd. Registered Office: One Eleven Edmund Street, Birmingham. B3 2HJ. Registration Number: 09770730

Selling Restrictions

The Structured Products described on this website are not eligible for sale in the United States and each individual prospectus should be consulted for further information regarding any additional restrictions. The Structured Products described on this website will not be available to and prospectuses (or other marketing documentation) will not be distributed to persons or entities in any territory where such distribution or availability would be contrary to any local law or regulation.

BY ACCESSING THE UNITED KINGDOM SPECIFIC INFORMATION ON THIS WEBSITE, YOU ARE CERTIFYING THAT YOU ARE A RESIDENT OF THE UNITED KINGDOM.

Risk Factors

Structured Products are predominantly high risk investments subject to general market risks such as interest rate risk, foreign exchange risk, market value risk, political risk, corporate credit risk and time value.

Fluctuations in the price of the relevant underlyings will affect the value of the Structured Products.

Fluctuations in exchange rates of any relevant currencies will affect the value of the Structured Products.

Prices of Structured Products are volatile. If the underlying moves in the opposite direction to that anticipated, losses incurred by the product could potentially be greater in equivalent terms than losses incurred by the underlying.

Dealing and hedging

The market for Structured Products may be limited due to a lack of liquidity or low trading volume. This means that there may be difficulty in selling them at a reasonable price and, in some circumstances; it may be difficult to sell them at any price.

Investors should not rely on selling the Structured Products at a particular time or for a particular amount.

Investors may not be able to hedge the risks involved with these investments. Investors could make equal losses on any hedging transactions as well as losses on the Structured Product.

Neither the issuer nor any affiliate provides any assurances or guarantee as to the performance of the Structured Products and is under no legal obligation to make a market in or to repurchase the Structured Products.

Suitability/No advice

Structured Products typically involve a high degree of risk and are not necessarily suitable for everyone. The information contained on this website is descriptive and general and the products may not be available to or suitable for you.

Structured Products on this website are only intended for sale to sophisticated and institutional investors who are capable of understanding and assuming the risks involved.

Nothing on this website will be deemed to constitute investment, legal or tax advice or any form of recommendation to buy or sell Structured Products and Warrants on this website and potential investors should seek their own independent legal, financial and tax advice and assessments as to the suitability, lawfulness and risks involved in purchasing the Structured Products on this website.

No Offer / Information Only

Structured Products typically involve a high degree of risk and are not necessarily suitable for everyone. The information contained on this website is descriptive and general and the products may not be available to or suitable for you.

Structured Products on this website are only intended for sale to sophisticated and institutional investors who are capable of understanding and assuming the risks involved.

Nothing on this website will be deemed to constitute investment, legal or tax advice or any form of recommendation to buy or sell Structured Products and Warrants on this website and potential investors should seek their own independent legal, financial and tax advice and assessments as to the suitability, lawfulness and risks involved in purchasing the Structured Products on this website.

Borrowing to purchase

Prospective investors should be aware of the risks in borrowing to purchase products, particularly the potential losses they could sustain due to having to pay interest and capital. Investors should consider their financial circumstances as to whether they can afford to sustain losses on the products purchased as well as repaying the finance obtained.

Material Interests/Disclosure of Interest

Our primary trading banks or their affiliates may from time to time take proprietary positions and/or make a market in instruments identical or economically related to transactions entered into with investors, or may have an investment banking or other commercial relationship with and access to information from the issuer(s) of securities, financial instruments, or other interests identical or related to transactions entered into with investors. They may also undertake proprietary activities, including hedging transactions related to the initiation or termination of a transaction with investors, that may adversely affect the market price, rate, index or other market factors(s) underlying a transaction entered into with investors and consequently the value of the transaction.

Catley Lakeman Ltd's Pillar 3 information is available on request.

Privacy Policy

This privacy policy has been compiled to better serve those who are concerned with how their Personally Information is being used online. This is information that can be used on its own or with other information to identify, contact, or locate a single person, or to identify an individual in context. Please read our privacy policy carefully to get a clear understanding of how we collect, use, protect or otherwise handle your Personally Information in accordance with our website.

What personal information do we collect from the people that visit our blog, website or app?

When ordering or registering on our site, as appropriate, you may be asked to enter your name, email address, mailing address, phone number or other details to help you with your experience.

When do we collect information?

We collect information from you when you register on our site or enter information on our site.

How do we use your information?

We may use the information we collect from you when you register, make a purchase, sign up for our newsletter, respond to a survey or marketing communication, surf the website, or use certain other site features in the following ways:

  • To send periodic emails regarding your order or other products and services.
  • To follow up with them after correspondence (live chat, email or phone inquiries)

How do we protect your information?

Our website is scanned on a regular basis for security holes and known vulnerabilities in order to make your visit to our site as safe as possible.

Third-party disclosure

We do not sell, trade, or otherwise transfer to outside parties your Personally Information.

Third-party links

We do not include or offer third-party products or services on our website.

You will be notified of any Privacy Policy changes:

  • On our Privacy Policy Page

You can change your personal information:

  • By emailing us
  • By calling us

If at any time you would like to unsubscribe from receiving future emails, you can email us atoffice@catleylakeman.com and we will promptly remove you from ALL correspondence.

Contacting Us

If there are any questions regarding this privacy policy, you may contact us using the information below.

https://catleylakeman.co.uk
2-4 Noel Street
London, W1F 8GB
United Kingdom
office@catleylakeman.com

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